
In what represents a test case, ASIC has appealed the Block Earner case to the High Court seeking clarity on what is a ‘financial product’.
One of the most respected ratings house executives, David Wright is departing the Zenith Investment Partners business he co-founded in 2002.
The Australian Financial Complaints Authority has flagged that it wants to be able name firms that do not comply with its determinations.
The Canadian Securities Exchange acquisition of Australia’s NSX is being seen as providing the investment necessary to rebuild credibility.