Praemium has announced it will acquire Technotia Laboratories to develop a new high-net-worth advice platform.
The ASX has been hit with a series of commitments imposed by ASIC after a report has found it falling short and unlikely to catch up.
AFSLs would be reluctant to undertake internal disciplinary action against financial advisers if the processes are made public says SIAA.
Amid concerns about CSLR costs, court action initiated by ASIC over the past eight years has delivered pecuniary penalties over $900,000,000.