The FAAA has challenged AFCA to explain why it believes it has the power to set standards around elder abuse in financial services.
Financial advice licensees are facing being named on new dashboards being proposed by ASIC as part of the breach reporting regime.
Financial advisers numbers have been boosted by those who passed the latest financial adviser exam registering on the FAR.
No matter which of the major parties wins the Federal Election fixing the CLSR has to be a priority says the FAAA.
ASIC has issued nearly $100,000 in fines to three Australian advice firms for providing personal advice through unregistered advisers.
Iress’ community platform, Advisely, has welcomed 10 new contributors, boosting its financial advice expertise and business knowledge.
Sequoia has formally confirmed that its wholly-owned financial advice subsidiary, Interprac, is exposed to ASIC’s Shield Fund inquiries.
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