ASIC dishes out $100k in fines for unregistered advisers
10 April 2025ASIC has issued nearly $100,000 in fines to three Australian advice firms for providing personal advice through unregistered advisers.
ASIC has issued nearly $100,000 in fines to three Australian advice firms for providing personal advice through unregistered advisers.
Iress’ community platform, Advisely, has welcomed 10 new contributors, boosting its financial advice expertise and business knowledge.
Sequoia has formally confirmed that its wholly-owned financial advice subsidiary, Interprac, is exposed to ASIC’s Shield Fund inquiries.
THe AIOFP has entered into another commercial deal working with moneyGPS to enable them to deliver single issue digital advice.
Fitzpatricks Group has named former Colonial First State product executive, Andrew Chapple, as its new Head of Product.
When the Government’s promises on financial services are weighed against its achievements over the past three years, it barely scrapes 30/100.
WT Financial has leveraged its joint venture with Merchant Wealth Partners to fund the roll-up of three advice practices into a new entity.
Financial advisers have been looking for respite from the cost of the ASIC and CSLR levies but the Budget papers portray a grim outlook.
Competition has remained hot between licensees to attract both financial planning practices and good financial advisers.
In circumstances where as many as four in 10 clients are rethinking the affordability of their cover, life insurers see advisers as vital.
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